Demonstrable monitoring for your regulatory reporting
And a solution which has minimal impact on your IT resources and infrastructure.
Compliance Workbench our regulatory compliance offering provides a comprehensive monitoring platform that helps firms ensure the ongoing accuracy of their trade reporting and reduces a firmís regulatory risk in todayís stringent compliance environment. Replacing manual spot-checks with 100% validation of a firmís individual trade reports the platform enables firms to easily find the systematic, operational, and reference data related issues which can lead to inaccurate reporting.
Recent regulatory fines now in the many millions of dollars highlights the need for effective monitoring of a firmís reporting processes and data
Separate and independent from your different reporting infrastructures Compliance Workbench provides the added level of control needed to ensure the ongoing accuracy and reliability of your reporting as these infrastructures undergo change.
Delivering a sustainable process Compliance Workbench enables firms to fully automate the verification of their regulatory reporting avoiding the pitfalls of one-off reviews which quickly become outdated as a firmís infrastructure changes.
Use of the platform demonstrates to your regulators the highest standard of care and attention to your firmís regulatory reporting responsibilities.