As Dust Settles from CAT Implementation, Regulators Turn Up Heat on Data Quality – and Broker-Dealers Must Adapt
Webinar Review: Cross-Regulation Data Consistency and Accuracy
n-Tier Wins Best CAT Reporting Solution for Second Year in a Row
n-Tier included in this year's A-Team Regulatory Data Handbook 2022/2023 – Tenth Edition
n-Tier to attend A-Team Group Webinar — Cross-Regulation Data Consistency and Accuracy
n-Tier Announces CAIS Submitter Certification Following Record Year Serving Regulated Financial Institutions
An Update from the n-Tier Team: Mid-Year Milestones
FINRA CAT CAIS 2e: Important Reminders for Introducing Executing Brokers
n-Tier to Exhibit 2022 SIFMA Compliance & Legal Annual Seminar
FINRA CAT’s Full CAIS (2e) Reporting: Important Reminders for Introducing & Executing Brokers
n-Tier awarded Best Reporting Solution for Consolidated Audit Trail (CAT) in 2021 RegTech Insight awards
n-Tier to attend A-Team Group Webinar — FINRA CAT CAIS: What to Expect
n-Tier to attend 2021 SIFMA Operations Conference
TRACE Reporting: An Expanding Scope with Increasing Complexity & Enforcement
Electronic Blue Sheets: No End in Sight
Reading Between the Lines: FINRAʼs 2021 Examination Program Report
Large Trader Reporting: A Renewed Focus & New Obligations for CAT CAIS
n-Tier Announces its Consensus-Based Reference Data Blockchain Solution
Markets Media: Outlook 2021: Peter Gargone, n-TIer
TabbFORUM: Forecast 2021: RegTech Execs Look Ahead
FinOps Report: FINRA’s CAT: Customer Account Data Management Challenge
RegTech Insight: FINRA Starts the Clock on OATS Retirement
White Paper: Managing CAT Reporting Regulatory Risk
Securities Lending Times: Cowen partners with n-Tier
Cowen Partners with n-Tier for a Successful Consolidated Audit Trail (CAT) Go-Live
n-Tier Adds More Brokers to its CAT Reporting Client Base
Markets Media: CEO CHAT: n-Tier, Peter Gargone
n-Tier’s Record 2019 Driven by Industry Adoption of its Compliance Workbench Platform for CAT Reporting and Validation Capabilities
The Employees Retirement System of Texas (ERS) Selects n-Tier's Control Workbench as a Centralized Data Reconciliation Service for their Finance and Investment Operations Departments.
n-Tier Goes Live With Its State of the Art Control Center For Data Warehouses the latest addition to its configurable data management platform which enables firms to ensure on an ongoing basis the completeness and accuracy of the data in their data warehouses.
Continuing the expansion of its Compliance Workbench trade reporting verification platform — n-Tier enables 100% verification of your Trace reporting with a highly automated and sustainable process
Delivering the next step in the evolution of the data warehouse n-Tier releases Data Warehouse in a Box allowing clients to create and fully implement data warehouses with zero development.
n-Tier adds ConvergEx Group to its growing list of clients.
n-Tier releases Compliance Workbench enabling Compliance Professionals to achieve a best-in-class standard in complying with FINRA Blue Sheet Reporting requirements and with the Large Trader Reporting Rule
n-Tier releases AccessPoint for iPad. The application allows users to access their content securely on their IPad while online and to easily synchronize their content for viewing when offline.
Fellheimer & Eichen LLP signs agreement to use n-Tier’s Document Exchange Portal software.
Pegasus Lube of South Africa signs agreement to use n-Tier’s Document Exchange Portal software.
Inpoint, an Aon company, selects n-Tier’s Control Workbench software for automating its data reconciliation processing.
One of the largest State Plan Administrators selects n-Tier’s Control Workbench software for automating its data reconciliation and reporting processes.
n-Tier launches new GreenMail service allowing companies of all sizes and from all industries to Go Green by eliminating the need for physical mail and replacing it with secure electronic access to letters, invoices, and other documents.
Morneau Sobeco the largest Canadian-owned pension and benefits outsourcing firm signs licensing agreement for use of n-Tier's reconciliation and reporting software.
Top ten global investment bank signs licensing agreement for use of n-Tier's reporting, exception management, and portal software.