Large Options Position Reporting (LOPR)

Large Options Position Reporting (LOPR)​

Large Options Position Reporting (LOPR)​

n-Tier’s web-based user interface provides full visibility and searchability of LOPR reports. This comprehensive platform performs LOPR validation, reconciliation, and report generation. Coupled with extensive consulting experience in LOPR and regulatory reporting solutions across all asset classes, n-Tier delivers an all-inclusive solution for validating, reporting, and correcting LOPR submissions.

n-Tier’s web-based user interface provides full visibility and searchability of LOPR reports. This comprehensive platform performs LOPR validation, reconciliation, and report generation. Coupled with extensive consulting experience in LOPR and regulatory reporting solutions across all asset classes, n-Tier delivers an all-inclusive solution for validating, reporting, and correcting LOPR submissions.

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Named Best Reporting Solution for CAT, 2021 & 2022

Where the Rubber Meets the Road

Taking an Automated Approach to the Next Chapter of CAT

CAT Implementation

As Dust Settles from CAT Implementation, Regulators Turn Up Heat on Data Quality – and Broker-Dealers Must Adapt

Listed & OTC Tracking

Support for both Listed and OTC options

Validation

Comprehensive validation of data going into LOPR reports daily

Smart Calculations

Independent position computations and exposure threshold calculations

User-Friendly Feedback

Ability to review and identify issues for each LOPR submission for both position and in-concert reports

Error Detection

Reconciliation and validation of outgoing LOPR submissions against position data for error detection

Formal Review

Supervisory pre-submission reviews

Reconciling

Post-submission reconciliation and validation

Direct Delivery

LOPR submission sent directly to the OCC

Proactive Data Analysis

Proactively detect issues with reference data and in-concert groupings

Generation Assistance

Algorithmically generate in-concert groups

Limit Identification

Track positions and identify position limit breaches

Achieve a Fully Transparent LOPR Process

Using our platform, firms can digest their position, reference, and OCC data to craft tailored quality control and reporting solutions for regulators.
  • Securely produce automated workflows for report validation, generation, and distribution.
  • Keep data current with the capture, storage, and quality checks of large volumes of sensitive data in one platform.
  • Oversee and reconcile the challenges of regularly changing data.
  • Navigate compliance complexity in a platform designed from real-world regulatory expertise.
  • Get high-performance handling for large data volumes.
  • Ensure reporting accuracy with data reconciliation, data quality, and data correction.

Contact our specialists to discuss applying deep industry expertise and innovative software solutions to your unique challenges.

Experience Our Solutions

Find out how to leverage a configurable solution for monitoring and managing data completeness and accuracy, across critical business processes.

Experience Our Solutions

Experience Our Solutions

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