About Us

Deep knowledge. Unique expertise. Solutions that transform how clients manage their data and content.

What We Do

We solve complex data problems in the financial services industry with a unique, configurable platform for monitoring and managing critical business processes.

Record of Success

Our success spans a global client base with $22 trillion under management and a market cap over $900 billion for some of the most respected firms in the world.

Expertise that Matters

We provide a unique combination of software and expertise to help firms address data and oversight deficiencies.

Our Team

Learn more about our talented team who bring real-world innovation to some of the financial services industry’s biggest data challenges.

Careers

Join our team in innovating and applying deep industry knowledge of financial services operations, risk, and compliance-related challenges to solve the complex data challenges global firms both large and small.

Partner Program

Build your firm’s revenue by introducing our trusted history of success and best-in-class technology solutions to your clients.

Platform

The n-Tier platform offers a unique, configurable solution for monitoring and managing data completeness and accuracy across critical business processes.

Platform Overview

Begin with a zero-development infrastructure to rapidly engage award winning data management in aggregation, monitoring and reporting.

How We Deliver

n-Tier's platform is flexible enough to fit your business needs, making each solution unique

Designed for Enterprise

Make a positive impact at every level of the organization through enterprise scale designed to reduce cost and risk across your entire organization.

Solutions

Resolve your most complex data challenges with the best-in-class building blocks for data management.

Data Governance

Protect and oversee sensitive client data through state-of-the-art layered access approaches for heightened security and risk mitigation.

Regulatory Reporting

Aggregate regulatory reporting data from different sources while meeting reporting obligations for both validation and research.

Trade Surveilance

Give your data lineage challenges visibility and searchability for your most complex surveillance data paths.

Risk Management

Engage compliance practices from the biggest firms for your changing risk management challenges.

Financial Reporting

Easily organize, summarize, and present your data in presentation-ready formats.

Data Warehousing

Integrate data from any source to monitor completeness and accuracy of your warehoused data.

Probability and Cost Monitoring

Automate daily data reviews across single or multiple OMS platforms for cost and revenue trend insights.

Resources

Expand your outlook through our expert analysis and experience in real world applications of cost-effective solutions.

Whitepapers

Explore n-Tier’s depth of industry knowledge in financial services operations, risk, and compliance-related challenges.

Analyst Reports

Meet the growing challenges of data quality and reporting through the in-depth perspectives of our industry expert collaborations and engagements.

Webinars

Stay current and participate in deep dives of timely and relevant conversations through expert insights and analysis.

Articles

Stay informed with n-Tier's strategies for navigating increasingly complex data and regulatory environments.

Blog Posts

Get n-Tier’s latest information about complex data problems in finance, risk, and compliance and build informed decisions to explore growing data complexity from a perspective of real-world experience.

Events

Stay in touch and get personal by growing your knowledge, network, and community with the latest events on n-Tier's calendar.

News

Keep up to date with the latest news about n-Tier, a trusted global source for enterprise and data governance.

TRACE Reporting: An Expanding Scope with Increasing Complexity & Enforcement

TRACE Reporting: An Expanding Scope with Increasing Complexity & Enforcement

TRACE Reporting: An Expanding Scope with Increasing Complexity & Enforcement

The growing need for a full, end-to-end reconciliation and validation process for FINRAʼs TRACE Reporting

The growing need for a full, end-to-end reconciliation and validation process for FINRAʼs TRACE Reporting

With the addition of new modifiers (e.g., S and H), proposed enhancements for Treasuries (see Regulatory Notice 20-43), and proposals to expand into other debt securities (see Regulatory Notice 19-25), FINRA has made it clear that firms should expect both the scope and complexity of TRACE Reporting to grow for many years to come. Another trend expecting to continue is FINRAʼs enforcement activity against firms for TRACE Reporting violations, exhibited by a steady stream of disciplinary actions and hefty fines over the past year, particularly for recidivist firms. In addition, an SEC Enforcement Action last September involving only fixed income Blue Sheets highlighted the continued importance and increasing scrutiny of Blue Sheets for debt securities – particularly given that debt securities are not currently in scope for CAT or Blue Sheets retirement.

Complete this form to learn more about challenges and solutions for continuous reconciliation and validation in TRACE Reporting.

Complete this form to learn more about challenges and solutions for continuous reconciliation and validation in TRACE Reporting.

About n-Tier

n-Tier is an innovative technology company that couples deep industry expertise with a unique software platform to help firms manage the accuracy and completeness of their critical business data. n-Tier’s clients range from global leaders to small and mid-size companies in various industries including finance, pharmaceuticals, and insurance. Our platform is highly configurable, has low IT impact and can be installed locally or used as part of our cloud offering.

September 1, 2021

Experience Our Solutions

Find out how to leverage a configurable solution for monitoring and managing data completeness and accuracy, across critical business processes.