Named Best Reporting Solution for CAT, 2021 & 2022
As Dust Settles from CAT Implementation, Regulators Turn Up Heat on Data Quality – and Broker-Dealers Must Adapt
Flexibility should rule changes occur, such as adding new covered categories of orders (i.e odd-lots) or new security classes (i.e. OTC)
Ability to verify Rule 606 outputs versus other regulatory reports like CAT or source data to provide an independent verification
Historical report generation for 605 and 606 reports
Generation of look through reports and ad-hoc reports on-demand
Navigate the complexity of 605 and 606 reporting with a best-in-class experience of data collection and management. Alleviate risk through processes that streamline time and save money.
Contact our specialists to discuss applying deep industry expertise and innovative software solutions to your unique challenges.
Find out how to leverage a configurable solution for monitoring and managing data completeness and accuracy, across critical business processes.
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