Named Best Reporting Solution for CAT, 2021 & 2022
As Dust Settles from CAT Implementation, Regulators Turn Up Heat on Data Quality – and Broker-Dealers Must Adapt
CAT vs CAIS validations ensure accuracy and consistency between reference data in Transaction reporting and related CAIS attributes.
Apply the transformed tax identifier (TID) algorithm to your SSN, EIN and ITIN for TID reporting to the FINRA CCID subsystem.
Have one platform to view your CAIS reports, underlying source data, related firm and client reporting and corresponding books and records.
Customize complex rule sets to validate and accurately reconcile paired CAIS file submissions against account master data sources so that you are certain that no data gaps are occurring in your regulatory submissions.
Scalable architecture proven in production at some of the world’s largest financial institutions.
Run on-site or as a fully hosted cloud-based solution, allowing for quick time to market.
Our platform reporting analysis tools for CAT and CAIS augment daily reconciliation, validation, and exception management controls. By design, the tools boost firm supervisory programs using continuous metrics and monitoring to detect reporting anomalies and variances.
Contact our specialists to discuss applying deep industry expertise and innovative software solutions to your unique challenges.
Find out how to leverage a configurable solution for monitoring and managing data completeness and accuracy, across critical business processes.
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