White Paper: Managing CAT Reporting Regulatory Risk

White Paper: Managing CAT Reporting Regulatory Risk

White Paper: Managing CAT Reporting Regulatory Risk

Learn about the dynamics and lessons learned from the implementation of other regulatory reporting programs.
Learn about the dynamics and lessons learned from the implementation of other regulatory reporting programs.

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In this white paper, we look at some of the dynamics and lessons learned from the implementation of other regulatory reporting programs and relate them to CAT reporting requirements to help you avoid the mistakes, regulatory risk and fines of prior initiatives.

Table of Contents
  • Introduction
  • CAT vs. OATS Similarities
  • CAT, OATS and Electronic Blue Sheets
  • The OMS Vendor Landscape
  • Comprehensive Regulatory Validation Program
  • Conclusion
Table of Contents
  • Introduction
  • CAT vs. OATS Similarities
  • CAT, OATS and Electronic Blue Sheets
  • The OMS Vendor Landscape
  • Comprehensive Regulatory Validation Program
  • Conclusion

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n-Tier is an innovative technology company that couples deep industry expertise with a unique software platform to help firms manage the accuracy and completeness of their critical business data. n-Tier’s clients range from global leaders to small and mid-size companies in various industries including finance, pharmaceuticals, and insurance.  Our platform is highly configurable, has low IT impact and can be installed locally or used as part of our cloud offering.

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Find out how to leverage a configurable solution for monitoring and managing data completeness and accuracy, across critical business processes.