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In this white paper, we look at some of the dynamics and lessons learned from the implementation of other regulatory reporting programs and relate them to CAT reporting requirements to help you avoid the mistakes, regulatory risk and fines of prior initiatives.

Table of Contents

  • Introduction
  • CAT vs. OATS Similarities
  • CAT, OATS and Electronic Blue Sheets
  • The OMS Vendor Landscape
  • Comprehensive Regulatory Validation Program
  • Conclusion