2023 Market Structure Conference
n-Tier will be attending the 2023 Market Structure Conference
RegTech Summit NYC 2023
n-Tier will be attending this year’s RegTech Summit NYC.
2024 Sifma C&L Annual Seminar
n-Tier will be attending the 2024 SIFMA C&L Annual Seminar
FINRA CAT’s Full CAIS (2e) Reporting
Important Reminders for Introducing & Executing Brokers
Trade Surveillance Solutions for Equities, 2023: Market and Vendor Landscape
This report from Chartis analyzes the market for equity trade surveillance solutions.
Electronic Blue Sheets: No End in Sight
Despite CATʼs initial implementation, Electronic Blue Sheets (EBS)
remains a regulatory necessity and risk for firms in the wake of
Reddit and Gamestop (GME).
2024 FINRA Annual Conference
n-Tier will be attending the 2024 FINRA Annual Conference
n-Tier wins FinanceFeeds Awards: “Most Reliable Regtech Provider”
We are pleased to announce we’ve won the #FinanceFeedsAward for 2023!
RegTech Summit London 2023
n-Tier will be attending this year’s RegTech Summit London.
Annual RJ Valor Golf Outing 2023
Join us at the RJ Valor golf opening this October.