Webinar Recap

n-Tier x TRADEliance Bullet Point Panel Recap: Rule 605/606

Data Transformation: A Flexible Approach

Explore the importance of data management in managing risk, particularly for sell-side and market-based financial institutions with complex requirements across front-, middle- and back-office functions

Electronic Blue Sheets: No End in Sight

Despite CATʼs initial implementation, Electronic Blue Sheets (EBS)
remains a regulatory necessity and risk for firms in the wake of
Reddit and Gamestop (GME).