SIFMA C&L Regional Seminar 2023
n-Tier will be attending SIFMA C&L Regional Seminar in 2023.
STA Flagship Annual Market Structure 2023
n-Tier will be attending this year’s STA Flagship Annual Market Structure.
Where the Rubber Meets the Road: Taking an Automated Approach to the Next Chapter of CAT
Taking an Automated Approach to the Next Chapter of CAT Excerpt
As Dust Settles from CAT Implementation, Regulators Turn Up Heat on Data Quality – and Broker-Dealers Must Adapt
After years of preparation, discussion and debate, the Consolidated Audit Trail (CAT) is fully live.
Webinar Review: Cross-Regulation Data Consistency and Accuracy
We recently partnered with A-Team Group to bring together thought leaders from across the financial services industry for an insightful discussion on the overlaps of data elements within and across reporting regions.
n-Tier Wins Best CAT Reporting Solution for Second Year in a Row
RegTech and data solutions company continues to expand client base and provide premier service ahead of upcoming December CAT and CAIS submission deadlines
A-Team Group Webinar: Cross-Regulation Data Consistency and Accuracy
Regulatory reporting obligations continue to expand, bringing with them more overlaps of data elements across reporting regimes.
n-Tier included in this year’s A-Team Regulatory Data Handbook 2022/2023 – Tenth Edition
The tenth edition of A-Team Group’s Regulatory Data Handbook publication tracks new regulations, amendments, implementation and data management requirements as regulatory change has impacted global capital markets participants over the past 10 years.
An Update from the n-Tier Team: 2022 Mid-Year Milestones
n-Tier grows regulatory compliance solutions fueled by our expertise in FINRA CAT and FINRA CAIS 2e reporting.
n-Tier to Exhibit at 2022 FINRA Annual Conference
n-Tier will be attending this year’s FINRA Annual Conference. The conference, which will take place from May 16-May 18, 2022, provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics.