n-Tier included in this year’s A-Team Regulatory Data Handbook 2022/2023 – Tenth Edition
The tenth edition of A-Team Group’s Regulatory Data Handbook publication tracks new regulations, amendments, implementation and data management requirements as regulatory change has impacted global capital markets participants over the past 10 years.
n-Tier to Exhibit at 2022 FINRA Annual Conference
n-Tier will be attending this year’s FINRA Annual Conference. The conference, which will take place from May 16-May 18, 2022, provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics.
n-Tier to Exhibit 2022 SIFMA Compliance & Legal Annual Seminar
n-Tier will be attending this year’s SIFMA Compliance & Legal Annual Seminar. The conference, which will take place from March 20-March 23, is the preeminent meeting place for compliance and legal professionals from across the financial services industry.
A-Team Group Webinar — FINRA CAT CAIS: What to Expect
n-Tier to exhibit 2021 SIFMA Operations Conference
n-Tier will be exhibiting at this year’s 2021 SIFMA Operations Conference & Exhibition 2021 Program.
TRACE Reporting: An Expanding Scope with Increasing Complexity & Enforcement
The growing need for a full, end-to-end reconciliation and validation
process for FINRAʼs TRACE Reporting
Reading Between the Lines: FINRAʼs 2021 Examination Program Report
A closer look at FINRAʼs report and recent TFCE examination program
Large Trader Reporting: A Renewed Focus & New Obligations for CAT CAIS
A closer look at the expanded requirements for CAT CAIS
An Update from the n-Tier Team: 2021 Mid-Year Milestones
n-Tier grows regulatory compliance solutions fueled by our expertise in FINRA CAT and FINRA CAIS 2e reporting.
Markets Media: Outlook 2021: Peter Gargone, n-Tier
Our very own Peter Gargone sits down with Markets Media to discuss 2020 and what he expects for 2021.